Joseph D. Farizo


The data for my handbook chapter "Miscounduct and Fraud by Investment Managers", coauthored with Will Gerken and Steve Dimmock, is available here. Following Dimmock and Gerken (2012) and Dimmock, Gerken, and Marietta-Westberg (2015), we use Form ADV data to construct an annual panel of registered investment advisors. Variable definitions are available at the data download site.

If you make use of this dataset, please cite Dimmock, Farizo, Gerken (2018) and Dimmock & Gerken (2012).